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Friday, May 28, 2004
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SEBI notification on sub-brokers regn

Our Bureau

MUMBAI: The Securities and Exchange Board of India has instructed stock exchanges that it is mandatory for them to recognise the sub-brokers while recommending their application for registration with the Board.

Similarly, the applications for cancellation of sub-broker registration must be forwarded to SEBI only after the sub-broker seeking cancellation is de-recognised by the exchange, according to the SEBI notification.

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