Business Daily from THE HINDU group of publications Sunday, Sep 03, 2006 |
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Markets - Economic Offences Our Bureau
MUMBAI: SEBI has suspended the certificates of registration of three stock broking firms for alleged irregularities in maintaining Know-Your-Client forms and failing to exercise due diligence while trading in the scrip of Home Trade Ltd. Pushpalakshmi Credit & Capital Pvt Ltd and Trinity Investments & Financial Services Pvt Ltd (both trading at the Pune Stock Exchange) and Gayathri & Co (trading at the Bangalore Stock Exchange) have been suspended for a period of 15 days. The registration certificates of Pushpalakshmi and Trinity will be suspended from September 19. Gayathri & Co would be disallowed from trading from September 20, said a SEBI Order.
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