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Our Bureau

Mumbai , Sept. 14

SEBI today imposed a penalty of censure on two UPSE member brokers, Kanodia Capital and Management Pvt Ltd and Mr Dilip Shah. This follows a SEBI inspection of the books of accounts of the broker, whereupon it discovered several irregularities, violations committed by the brokers.

In another instance, the capital markets regulator suspended the certificate of registration of UPSE member broker Mr Vinod Kumar and Co for a period of 15 days, with effect from September 27, 2006. He will not be entitled to carry on business as a broker from September 27 to October 11, 2006.

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